...by Insiders), NRD (National Registration Database) and NRS (National Registration Search). Improving the User Experience for Canadian Market Participants We have a vision of a seamless platform across Canada that...
...first step toward building a positive working relationship.” To assist investors, the CSA offers the National Registration Search – a free online tool that makes it quick and easy to...
Vancouver – The Canadian Securities Administrators (CSA) today published for comment Proposed National Instrument 93-102 Derivatives: Registration and Proposed Companion Policy 93-102 Derivatives: Registration (collectively, the Proposed Instrument). The Proposed Instrument establishes...
...registration of any individual or firm offering an investment opportunity.” The CSA has provided investors with a tool, the National Registration Search, that is quick and easy to use. Registration...
...to download or obtain a list of all registered individuals/firms from the National Registration Search. The search engine was designed to verify the registration of a particular individual or firm,...
...Database (CTO Database) is twofold: provide stakeholders with a publicly searchable database containing all CTOs issued by participating CSA members, regardless of whether their effect is temporary or indefinite, and...
...Regulator’s websites. Quick Links to NRD based Rules 31-102 – National Registration Database 31-103 – Registration Requirements, Exemptions and Ongoing Registrant Obligations 33-109 – Registration Information Requirements 33-109 – Forms...
...23, 2023 will still come into effect on June 9, and will apply to all SEDAR and National Registration Database (NRD) filings. Until SEDAR+ is live, filing organizations must use...
...follow these three easy steps: 1. Check registration and any disciplinary information of the person or company selling or advising about securities. The CSA National Registration Search (NRS) is a simple,...
...the CSA recommends that investors follow these four easy steps: Check registration of the person or company selling or advising about securities. The CSA National Registration Search is a simple and free...
