When filing a submission that requires you to identify registration and/or approval categories for an individual (e.g. initial registration), please take care to ensure that you have selected the appropriate...
...an adviser’s registration are “I don’t know how to check an adviser’s registration” and that “I don’t need to check an adviser’s registration if they work for a major financial...
...the first pre-registration undertakings, filed by Coinsquare Capital Markets Ltd. and Crypto.com. CSA members are in discussions with other crypto trading platforms about providing pre-registration undertakings. Once provided, these undertakings...
...the following: initial registration; registration in an additional jurisdiction; and reactivation of registration. The amount of the system fees is as follows: $75 for each Form 33-109F4 submitted for each...
...publication of CSA Staff Notice 21-332. Pre-registration undertakings that have been reviewed are available on the CSA’s website. Pre-registration undertakings for other crypto asset trading platforms remain under review. The...
...a notice of termination or surrender of registration for such individuals, you must do so within the deadlines under National Instrument 33-109. Annual fee exclusions filed for individuals who decide...
...Registration Database (NRD) (collectively, the “CSA National Systems”) later this year. The implementation date for the cutover of all SEDAR, SEDI and NRD related services from the previous service provider...
...other available sources, such as the System for Electronic Document Analysis and Retrieval (SEDAR) and the National Registration Database (NRD). The new report also includes carve-outs from a number of...
...expected to provide an enhanced pre-registration undertaking to their principal regulator within 30 days of publication of this notice. These pre-registration undertakings will include, among other things, enhanced expectations regarding...
Vancouver – The Canadian Securities Administrators (CSA) today published for comment Consultation Paper 91-407 – Derivatives: Registration, which sets out the CSA’s recommendations on registration and regulation of market participants...
