To file an exclusion or reversal:
1. log in to NRD,
2. select Firm Submission,
3. select Annual Fee Exclusion/Reversal,
4. select the jurisdiction you wish to exclude/reverse the individual(s) from,
5. enter the individual’s NRD # and select exclude/reverse; select continue – the individual’s name will appear on the screen,
6. follow the complete submission steps to send the Annual Fee Exclusion/Reversal submission For more details about filing a Notice of Annual Fee Exclusion/Reversal, please see User Guide.