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August 22, 2016
Canadian Securities Regulators to Measure Impact of Point of Sale Amendments and Phase 2 of the Client Relationship Model
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August 18, 2016
Canadian securities regulators seek comment in advance of move to T+2 settlement cycle
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July 18, 2016
Canadian securities regulators recognize three trade repositories
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July 18, 2016
Canadian securities regulators publish results of continuous disclosure reviews for fiscal 2016
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July 7, 2016
Canadian Securities Regulators Release Latest Three-Year Business Plan
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July 7, 2016
Canadian Securities Regulators Propose Changes to Custody and Other Requirements for Dealers, Advisers and Investment Fund Managers
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July 7, 2016
Canadian securities regulators publish consultation paper on margin and collateral requirements for non-centrally cleared derivatives
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July 6, 2016
Canadian securities regulators release report on 2013-2016 achievements
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June 30, 2016
Canadian Securities Regulators amend derivatives reporting rules
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June 29, 2016
Canadian securities regulators issue guidance in the event of the disruption of mail service
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June 29, 2016
Canadian Securities Regulators Outline Next Steps in Examination of Mutual Fund Fees
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June 23, 2016
Investment Industry Regulatory Organization of Canada to Act as Information Processor for Corporate Debt Securities
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June 20, 2016
Canadian Securities Regulators Publish List of Unprotected Marketplaces
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June 6, 2016
Joint Regulators Committee Responds to OBSI Independent Evaluator’s Report
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June 2, 2016
Canadian Securities Administrators 2016 Investor Education Survey: Increasing number of Canadians reviewing risk tolerance
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June 1, 2016
Canadian Securities Regulators announce contractual agreement to renew CSA National Systems
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April 28, 2016
Canadian securities regulators seek comment on proposals to enhance the obligations of advisers, dealers and representatives toward their clients
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April 27, 2016
Securities Regulators in New Brunswick, Nova Scotia and Saskatchewan sign cooperation agreement with the U.S. Commodity Futures Trading Commission
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April 21, 2016
Canadian securities regulators outline next steps in the implementation of enhancements for regulation of the fixed income market
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April 21, 2016
Canadian Securities Regulators provide guidance for making prospectus-exempt market offering and disclosure filings on SEDAR
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April 7, 2016
Canadian securities regulators introduce harmonized reporting for the prospectus-exempt market
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April 7, 2016
Canadian Securities Regulators Publish Amendments to Order Protection Rule
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March 31, 2016
Canadian Securities Regulators Seek Comment on Proposed Proxy Voting Protocols
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March 16, 2016
Canadian Securities Administrators encourage investors to check before they invest
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March 4, 2016
March is Fraud Prevention Month: Three steps to protect yourself from investment fraud
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March 3, 2016
Canadian Securities Regulators Release IIROC Oversight Review Repor
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March 3, 2016
Canadian regulators implement passport expansion and automatic cease trade orders in multiple jurisdictions
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February 25, 2016
Canadian securities regulators adopt amendments to early warning system
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February 25, 2016
Canadian securities regulators adopt fundamental changes to take-over bid regime
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February 24, 2016
Canadian securities regulators seek comment on derivatives rule relating to mandatory central counterparty clearing
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February 23, 2016
Canadian securities regulators’ enforcement actions instrumental in deterring financial misconduct
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January 22, 2016
Canadian Securities Regulators implement derivatives reporting rules
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January 21, 2016
Canadian Securities Regulators Seek Comment on Rules Protecting Customer Collateral for Cleared Derivatives
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