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News Releases
See AllCanadian securities regulators announce boards of new SRO and IPF and seek comment on draft documents
Canadian securities regulators publish annual activities report on oversight of the SRO and investor protection funds
Canadian financial regulators propose total cost reporting for investment funds and segregated funds
Quick Reference
New Self-Regulatory Organization
Canadian securities regulators to establish new single enhanced self-regulatory organization
CSA Interim Progress Report 2021
The Canadian Securities Administrators (CSA) released its second interim report summarizing progress on initiatives published in its CSA 2019-2022 Business Plan, highlighting notable accomplishments outside of the current Business Plan, and outlining upcoming priority policy work for the next year.
Client Focused Reforms
We have compiled a list of questions received by the Committee to date and have set out our responses to provide guidance to registrants as they prepare for the new requirements.
Stay Informed About Fees
Fees and charges will vary by firm and by type of service, so it’s important to understand how your registered investment adviser is paid.
Investor Alerts
Consult CSA member investor alerts. The subjects of these alerts are persons or companies who appear to be engaging in securities activities that may pose a risk to investors.
Reporting wrongdoing
If you believe that an individual or firm has violated securities laws, acted fraudulently or otherwise improperly, you should report it to your local securities regulator.
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About Us
Securities regulators from each of the 10 provinces and 3 territories in Canada have teamed up to form the Canadian Securities Administrators (CSA). The CSA protects Canadian investors from unfair, improper, or fraudulent practices and fosters fair and efficient capital markets.
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