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Investor Warnings and Alerts

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CGWise

Issued By ASC (AB)

Quick Reference

CIRO and CIPF

CIRO consolidates the functions of the Investment Industry Regulatory Organization of Canada (IIROC) and the Mutual Fund Dealers Association of Canada (MFDA). CIPF is the amalgamated entity, independent of CIRO, combining the former Canadian Investor Protection Fund and the MFDA Investor Protection Corporation.

CSA Investor Advisory Panel

To ensure that retail investors’ interests and concerns are considered as policies are being developed, members of the Canadian Securities Administrators decided to set up a pan-Canadian Investor Advisory Panel.

2022-2025 CSA Business Plan

Read our first Year in Review as part of our 2022-2025 CSA Business Plan, which outlines the priorities of its members over the next three years.

2022-2023 Year in Review

Our first consolidated Year in Review highlights our work from July 1st, 2022, to June 30, 2023. In this time, we have made significant progress towards fulfilling our mandate and achieving the strategic goals outlined in our 2022-2025 Business Plan.

Crypto Trading Platforms: Regulation and Enforcement Actions

Crypto assets are high-risk investments. Canadians considering buying or selling crypto assets, despite all known risks, should use platforms registered with Canadian securities regulators.

Modernizing Dispute Resolution

On November 30, 2023 the CSA set out a proposed regulatory framework for an independent dispute resolution service whose decisions would be binding.

SEDAR+

SEDAR+ System Status

View the most current information about known issues that are being addressed, SEDAR+ updates and scheduled maintenance.

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Filing access and authority

Learn how to gain access to SEDAR+ and request authority over issuer profiles, including how to make an urgent request.

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About Us

Securities regulators from each of the 10 provinces and 3 territories in Canada have teamed up to form the Canadian Securities Administrators (CSA). The CSA protects Canadian investors from unfair, improper, or fraudulent practices and fosters fair and efficient capital markets.

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