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Quick Reference

CSA Interim Progress Report 2021

The Canadian Securities Administrators (CSA) released its second interim report summarizing progress on initiatives published in its CSA 2019-2022 Business Plan, highlighting notable accomplishments outside of the current Business Plan, and outlining upcoming priority policy work for the next year.

FY2020/2021 Enforcement Report

The Canadian Securities Administrators released its fiscal year 2020/2021 Enforcement Report, which provides details on enforcement efforts and outlines how securities regulators are protecting investors and the integrity of Canada’s capital markets.

Client Focused Reforms

We have compiled a list of questions received by the Committee to date and have set out our responses to provide guidance to registrants as they prepare for the new requirements.

Stay Informed About Fees

Fees and charges will vary by firm and by type of service, so it’s important to understand how your registered investment adviser is paid.

Investor Alerts

Consult CSA member investor alerts. The subjects of these alerts are persons or companies who appear to be engaging in securities activities that may pose a risk to investors.

Reporting wrongdoing

If you believe that an individual or firm has violated securities laws, acted fraudulently or otherwise improperly, you should report it to your local securities regulator.

SEDAR+

June 25, 2021

Upcoming developments on SEDAR+ for 2021

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September 9, 2021

SEDAR+ Frequently Asked Questions

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About Us

Securities regulators from each of the 10 provinces and 3 territories in Canada have teamed up to form the Canadian Securities Administrators (CSA). The CSA protects Canadian investors from unfair, improper, or fraudulent practices and fosters fair and efficient capital markets.

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