Case Studies

Investigating and prosecuting cases of securities misconduct is essential to maintain the integrity of the securities industry in Canada. A cornerstone of our Enforcement program is ensuring that individuals and entities are held accountable for their misconduct. Learn about concluded CSA Enforcement matters and how they can help investors protect themselves from illegal investment schemes.

Showing results 1-7 of 7 Case Studies

FS Group

CSA members work hard to investigate and enforce securities violations. Learn how BCSC took action to hold FS Group accountable for misleading investors.

HSBC Global Asset Management (Canada) Limited

CSA members work hard to investigate and enforce securities violations. Learn how the BCSC held HSBC Global Asset Management (Canada) accountable for not treating clients fairly.

Quadriga

Not sure how an old-fashioned fraud can be wrapped in modern technology? Learn about the OSC investigation.

Showing results 1-7 of 7 Case Studies