Publications

Investor Education Annual Activity Report

The CSA Investor Education Committee is comprised of representatives from the provincial and territorial securities regulators who provide information and education to help investors make appropriate investment decisions and recognize, avoid and report fraudulent investments.  The Investor Education Committee also conducts investor research and provides free downloadable brochures for investors.

2013 Annual Activity Report (AcrobatPDF)

Previous Reports:

2012 Annual Activity Report (AcrobatPDF)

2011 Annual Activity Report  (AcrobatPDF)

2010 Annual Activity Report (AcrobatPDF)

2008-2009 Annual Activity Report (AcrobatPDF)

Enforcement Activity Report

The CSA Enforcement Committee, made up of key enforcement professionals in each of the jurisdictions, meets monthly to discuss general enforcement issues, processes and specific cases where reciprocal or joint action is appropriate.

2013 Enforcement Report

Previous Enforcement Reports >>


Please note: 

Links to and use of our materials by third parties do not constitute endorsement by the CSA or by provincial or territorial regulators. Please see the important note on our Legal page. 

For more information, or if you would like to use any of the CSA content or materials, please read our guidelines for acceptable use.