Registration helps protect you!
Verifying registration is the first step to take before investing.
If you discover the person or company you are dealing with is not registered, or is offering you something they don’t seem permitted to, contact your local securities regulator.
Investment Dealers are regulated by the Investment Industry Regulatory Organization of Canada (IIROC). For further information on an IIROC–regulated advisor's background, qualifications and discipline history, use IIROC's AdvisorReport.
Historical Registration Information
By default, only a registrant's “current active registration” will be included in your search results.
To view historical information or registration information with respect to individuals or firms that are no longer registered, you can select to "include Historical Registration Information" in your detailed search.