Letters and Comments

September 29, 2025

Response to the CSA Notice and Request for Comment 25-314 – Proposed approach to oversight and refinements to the proposed binding authority framework for an identified ombudservice

Letter from the Investor Advisory Panel to the Canadian securities regulators

February 27, 2024

Response to the CSA Notice and Request for Comment Registered Firm Requirements Pertaining to an Independent Dispute Resolution Service – Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations

Letter from the Investor Advisory Panel to the Canadian securities regulators