Additional Information on payment status
Payment status on the Disciplined list is updated every quarter by the issuing jurisdiction or the ruling body.
Additional information can be found on the websites of the issuing jurisdictions or by contacting them directly:
Alberta Securities Commission
British Columbia Securities Commission
Manitoba Securities Commission
Financial and Consumer Services Commission (New Brunswick)
Nova Scotia Securities Commission
Ontario Securities Commission
Autorité des marchés financiers
Financial and Consumer Affairs Authority of Saskatchewan
Investment Industry Regulatory Organization of Canada (IIROC)
Mutual Fund Dealer Association of Canada (MFDA)
Chambre de la sécurité financière