Investor Alert: Advisor Impersonation Schemes - Canadian Securities Administrators

Investor Alerts

Here, you can consult CSA member investor alerts. The list is intended to assist the public and the securities industry in conducting due diligence. The subjects of these alerts are persons or companies who appear to be engaging in securities activities that may pose a risk to investors.

Name	Investor Alert: Advisor Impersonation Schemes
Issued By	Canadian Securities Administrators (CSA)
Date	May 24, 2023November 16, 2023
Supporting Documents	Link to press release or alert information on issuing jurisdiction's website [English] Link to press release or alert information on issuing jurisdiction's website [French]
Note	New Self-Regulatory Organization of Canada (New SRO) and the Canadian Securities Administrators (CSA) are warning Canadian investors not to be fooled by fraudsters impersonating real investment advisors.

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