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Investor Alerts
Here, you can consult CSA member investor alerts. The list is intended to assist the public and the securities industry in conducting due diligence. The subjects of these alerts are persons or companies who appear to be engaging in securities activities that may pose a risk to investors.
Home / Investor Alerts / Sophie Financial Trading Capital Pty aka Sophie Capital Financial Trading Ltd.
Sophie Financial Trading Capital Pty aka Sophie Capital Financial Trading Ltd.
Name
Sophie Financial Trading Capital Pty aka Sophie Capital Financial Trading Ltd.
Issued By
Ontario Securities Commission (OSC)
Date
Last known city and country of residence, or, the purported base of operation of each person or entity
4243C Dundas Street West Unit 5 City: Etobicoke, ON, M8X 1Y3
Sophie Financial Trading Capital Pty aka Sophie Capital Financial Trading Ltd., found at www.sophietrading.com, is not registered in Ontario to engage in the business of trading in securities.