News

July 4, 2018

Canadian securities regulators publish MFDA oversight review report(1)

July 3, 2018

Canadian securities regulators publish annual report highlighting investor education campaigns and activities

June 21, 2018

Canadian securities regulators align to publish harmonized response to concerns with the client-registrant relationship

June 15, 2018

Securities regulators urge Canadians to watch for red flags of financial abuse of older Canadians

June 14, 2018

Canadian securities regulators seek second round of input on proposed business conduct rules for derivatives dealers and advisers

June 11, 2018

Canadian securities regulators provide additional guidance on securities law implications for offerings of tokens

June 6, 2018

CSA Investor Alert: Caution urged for Canadians investing with crypto-asset trading platforms

May 24, 2018

Canadian securities regulators focus on areas for reducing regulatory burden for investment funds

May 24, 2018

Canadian securities regulators seek comment on post-trade transparency requirements for government and corporate debt securities

April 26, 2018

Canadian securities regulators publish IIROC oversight review report(1)