News

March 20, 2014

Canadian Securities Regulators Propose New Crowdfunding Exemptions

March 18, 2014

Canadian securities regulators announce March 19, 2014 is Check Registration Day

March 13, 2014

Canadian Securities Regulators adopt new exemption for distributions to existing security holders

March 4, 2014

Canadian securities regulators encourage Canadians to be proactive in preventing investment fraud

February 27, 2014

Canadian Securities Regulators propose changes to the accredited investor and minimum amount investment prospectus exemptions

February 20, 2014

Canadian Securities Regulators’ 2013 Enforcement Report highlights advanced technologies to combat illegal activities

January 23, 2014

Canadian securities regulators propose changes to the prospectus-exempt distribution of short-term debt and short-term securitized products

January 16, 2014

CSA seek comment on derivatives Model Rule for customer clearing and protection of customer collateral and positions

January 15, 2014

CSA Announces Successful Transition of CSA National Systems Operations and Support to CGI

January 9, 2014

CSA publishes guidance for know-your-client, know-your-product and suitability obligations