News

January 16, 2014

CSA seek comment on derivatives Model Rule for customer clearing and protection of customer collateral and positions

January 15, 2014

CSA Announces Successful Transition of CSA National Systems Operations and Support to CGI

January 9, 2014

CSA publishes guidance for know-your-client, know-your-product and suitability obligations

January 3, 2014

CSA Announces Service Transition Cutover Date for Information Management Services

December 19, 2013

Canadian Securities Regulators Seek Comment on Derivatives Rule Relating to Mandatory Central Counterparty Clearing

December 19, 2013

Canadian securities regulators mandate OBSI’s dispute resolution service for registered dealers and advisers

December 17, 2013

Canadian Regulators Release Status Reports on Mutual Fund Fees and Best Interest Duty

December 12, 2013

Canadian Securities Regulators Seek Comments on Mutual Fund Risk Classification Methodology

December 5, 2013

Canadian Securities Regulators Seek Comment on Proposed Changes to Registration Rules for Dealers, Advisers and Investment Fund Managers

November 28, 2013

Canadian securities regulators propose streamlining disclosure requirements for private foreign securities offerings to certain Canadian investors