News

September 30, 2009

CSA and IIROC Publish Joint Consultation Paper On Dark Pools, Dark Orders and Other Developments in Market Structure in Canada

September 28, 2009

National Registration Regime Implemented: Canadian Securities Regulators Announce New Registration Rules and Streamlined Process for Dealers and Advisers

September 25, 2009

Canadian Securities Regulators prepare for upcoming changeover to International Financial Reporting Standards

September 11, 2009

Canadian Securities Regulators Announce Results of Certification Compliance Review

September 2, 2009

Canadian Securities Regulators Stress the Importance of Suitability Requirements for Dealers and Advisers

August 7, 2009

Canadian Securities Regulators Outline Requirements for Exempt Market Dealers

July 24, 2009

Canadian securities regulators announce results of Continuous Disclosure Reviews for Fiscal 2009

July 17, 2009

Canadian Securities Regulators Implement a New National Registration Regime(2)

July 17, 2009

Canadian Securities Regulators Finalize Passport for Registrants and a Streamlined Review Policy for Registration in Multiple Jurisdictions(2)

July 2, 2009

Canadian Securities Regulators Launch Online Fee Guide