Here, you can consult CSA member investor alerts. The list is intended to assist the public and the securities industry in conducting due diligence. The subjects of these alerts are persons or companies who appear to be engaging in securities activities that may pose a risk to investors. The list on this page is not exhaustive.
The list also contains general alerts categorized and searchable by topic.
If you find an alert you are interested in, follow the link to the issuing CSA member’s website for more information. Contact the CSA member directly if you have questions about a specific alert.
At the bottom of this page there are links to investor alerts published by other organizations.
for the CSA's e-mail subscription services to receive immediate notification of additions to the investor alerts.
*Note: The Autorité des marchés financiers (AMF) recently refreshed their website, which may result in incorrect links to their documents published on the Investor Alerts List. We are currently working to address this problem. In the meantime, all investor alerts issued by the AMF can be found on their website at: https://lautorite.qc.ca/en/general-public/media-centre/news/.