Investor Alerts

Here, you can consult CSA member investor alerts. The list is intended to assist the public and the securities industry in conducting due diligence. The subjects of these alerts are persons or companies who appear to be engaging in securities activities that may pose a risk to investors. The list on this page is not exhaustive.

The list also contains general alerts categorized and searchable by topic.

If you find an alert you are interested in, follow the link to the issuing CSA member’s website for more information. Contact the CSA member directly if you have questions about a specific alert.

At the bottom of this page there are links to investor alerts published by other organizations.

Sign up for the CSA's e-mail subscription services to receive immediate notification of additions to the investor alerts.


*Note: The Autorité des marchés financiers (AMF) recently refreshed their website, which may result in incorrect links to their documents published on the Investor Alerts List. We are currently working to address this problem. In the meantime, all investor alerts issued by the AMF can be found on their website at: https://lautorite.qc.ca/en/general-public/media-centre/news/.

Browse Alphabetical List

A B C D E F G H I J K L M N O P Q R S T U V W X Y Z

Browse List of General Alerts by Topics

Topic:
 

Investor Alert Search

First Name:
Middle Name:
Last Name:
Company Name:
Issued by:
Issued date:
From  
  To  
 
 

Latest 10 Alerts

NameIssued date
Gyula Barta April 21, 2017
TorOption April 21, 2017
PayDiamond April 13, 2017
RBinary Limited April 10, 2017
Corporation de Capital Swap inc. April 07, 2017
Trade12, owned and operated by Exo Capital Markets Limited and Global Fin Services Ltd. April 06, 2017
Suisse Option April 06, 2017
Agronomix France et Agronomix Canada March 28, 2017
PetroChina International Company Limited February 22, 2017
Cap Growth FX February 20, 2017