The NRD User Guide is a collection of PDF documents that will require Adobe Acrobat Reader to view.
Below you will find reference guides on a selection of NRD Submissions:
Enhanced password policy
Frequently Asked Questions – AFR Users
AFR account management
AFR Account Management Best Practices
Initial submissions
How to Make an Initial Application
How to Reinstate Registration
How to Register with an Additional Sponsoring Firm
How to Register in an Additional Jurisdiction
How to Reactivate Registration
Amendments
How to Change or Surrender Individual Categories
How to Apply for an Exemption
Notices
How to Complete a Notice of Termination
How to Update/Correct Termination Information
Firm submissions
How to Change a Location Supervisor
How to Open a Location
How to Change Location Address Information
How to Change Location Status
How to Close a Location
Fees
How to Resubmit a Fee
How to Complete a Notice of Annual Fee/Exclusion Reversal
Reports
How to Generate a Reconciliation Report by Submission
How to Generate a Reconciliation Report by EFT
How to Generate an Annual Fee Detailed Report
How to Generate a Termination Follow-up Report
How to Generate a Reportable Activities Report
How to Generate a List of Individuals with 33-109F4 Items Requiring a Response
How to Generate an Outstanding Individual Submissions Report