CSA Staff Notices related to New SRO and New IPF

Effective January 1, 2023, the New Self-Regulatory Organization of Canada (New SRO) was recognized as a self-regulatory organization.

On June 1, 2023, New SRO changed its name to the Canadian Investment Regulatory Organization (CIRO). Click here for links to updated CIRO recognition orders and MOU regarding the oversight of CIRO.

Effective January 1, 2023, the Canadian Investor Protection Fund is approved or accepted as a compensation / contingency fund.

Previous publications: