The NRD User Guide is a collection of PDF documents that will require Adobe Acrobat Reader to view.
Below you will find reference guides on a selection of NRD Submissions:
ENHANCED PASSWORD POLICY:
Frequently Asked Questions – AFR Users
AFR ACCOUNT MANAGEMENT:
AFR Account Management Best Practices
INITIAL SUBMISSIONS:
How to Make an Initial Application
How to Reinstate Registration
How to Register with an Additional Sponsoring Firm
How to Register in an Additional Jurisdiction
How to Reactivate Registration
AMENDMENTS:
How to Change or Surrender Individual Categories
How to Apply for an Exemption
NOTICES:
How to Complete a Notice of Termination
How to Update/Correct Termination Information
FIRM SUBMISSIONS:
How to Change a Location Supervisor
How to Open a Location
How to Change Location Address Information
How to Change Location Status
How to Close a Location
FEES:
How to Resubmit a Fee
How to Complete a Notice of Annual Fee/Exclusion Reversal
REPORTS:
How to Generate a Reconciliation Report by Submission
How to Generate a Reconciliation Report by EFT
How to Generate an Annual Fee Detailed Report
How to Generate a Termination Follow-up Report
How to Generate a Reportable Activities Report
How to Generate a List of Individuals with 33-109F4 Items Requiring a Response