The NRD User Guide is a collection of PDF documents that will require Adobe Acrobat Reader to view.

Below you will find reference guides on a selection of NRD Submissions:

ENHANCED PASSWORD POLICY:

Frequently Asked Questions – AFR Users

AFR ACCOUNT MANAGEMENT:

AFR Account Management Best Practices

INITIAL SUBMISSIONS:

How to Make an Initial Application
How to Reinstate Registration
How to Register with an Additional Sponsoring Firm
How to Register in an Additional Jurisdiction
How to Reactivate Registration

AMENDMENTS:

How to Change or Surrender Individual Categories
How to Apply for an Exemption

NOTICES:

How to Complete a Notice of Termination
How to Update/Correct Termination Information

FIRM SUBMISSIONS:

How to Change a Location Supervisor
How to Open a Location
How to Change Location Address Information
How to Change Location Status
How to Close a Location

FEES:

How to Resubmit a Fee
How to Complete a Notice of Annual Fee/Exclusion Reversal

REPORTS:

How to Generate a Reconciliation Report by Submission
How to Generate a Reconciliation Report by EFT
How to Generate an Annual Fee Detailed Report
How to Generate a Termination Follow-up Report
How to Generate a Reportable Activities Report
How to Generate a List of Individuals with 33-109F4 Items Requiring a Response