...other forms of stakeholder consultations in their respective jurisdictions. Published on April 28, 2016, the consultation paper includes proposed targeted reforms to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing...
...notice provides guidance to clarify the scope of the international dealer exemption in National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and confirms the willingness of CSA Staff to...
...of Sale (POS) amendments on investors and the industry. On July 15, 2013, the CRM2 amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations became effective. These amendments...
...considering next steps in response to the report. BACKGROUND: In 2013, in conjunction with amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103) that required all...
...targeted reforms to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, as well as potential guidance in a number of areas that would work together to better align...
...and French on the CSA website. The key findings are also available on CSA members’ websites. The CSA has developed tools to help investors check registration and avoid investment fraud....
...campaigns to educate investors about the importance of checking registration and how to recognize and avoid binary options scams. The CSA also adapted and promoted videos to raise awareness about...
...in both English and French on the CSA website. The CSA has tools to help investors check registration and avoid investment fraud. These resources are available in the Investor Tools section of the...
...phone. Research investments before making a commitment. Make sure the firm and/or individual offering the investment is registered by checking their professional registration status at www.AreTheyRegistered.ca. Check statements (e.g., bank,...
...President and CEO of the Autorité des marchés financiers. “We will consider applications, including for time-limited registrations, on a coordinated and flexible basis to provide a harmonized approach throughout Canada...
