Canadian Securities Regulators Update Registration Regime for Registrants

Montreal – The Canadian Securities Administrators (CSA) announced today that they have updated the regulatory framework for firms and individuals who deal in securities, provide investment advice or manage investment...

Canadian securities regulators adopt new version of mining rule

Vancouver – The Canadian Securities Administrators (CSA) have published a new version of National Instrument 43-101 Standards of Disclosure for Mineral Projects, its related form and policy. The revised mining...

Canadian Securities Regulators Take Steps to Reduce Risks Associated with Electronic Trading

Toronto – The Canadian Securities Administrators (CSA) today published for comment proposed National Instrument 23-103 Electronic Trading and Direct Electronic Access to Marketplaces. The proposed rule is designed to establish...

Canadian Securities Regulators Release Oversight Review of IIROC

Toronto – The Canadian Securities Administrators (CSA) today released the report on the first oversight review of the performance of the Investment Industry Regulatory Organization of Canada (IIROC), the self-regulatory...

Canadian Securities Regulators Propose Enhanced Oversight of Securitized Products

Toronto – The Canadian Securities Administrators (CSA) today proposed a framework for the regulation of securitized products in Canada that would improve investor protection through enhanced transparency and disclosure requirements...

CSA, IIROC and MFDA launch expanded disciplined persons list

Toronto – The Canadian Securities Administrators (CSA), the Investment Industry Regulatory Organization of Canada (IIROC) and the Mutual Fund Dealers Association (MFDA) today announced the launch of an expanded Canadian...

Canadian Securities Regulators Update Proposal on Regulatory Regime for Credit Rating Organizations

Toronto – The Canadian Securities Administrators (CSA) today republished for comment proposed National Instrument 25-101 Designated Rating Organizations and related consequential amendments, which would introduce securities regulatory oversight of credit...

CSA’s Free Mobile Money Management App helps track saving and spending

Calgary – For young Canadians looking to better understand and monitor their spending – there’s a new “app” for that, and it’s free from the nation’s securities regulators. The Canadian...

Canadian Securities Regulators caution against online investment fraud

Calgary – To kick-off Fraud Prevention Month in March, the Canadian Securities Administrators (CSA) are encouraging investors to protect themselves from investment fraud of all types, and to be specifically...

Canadian Securities Regulators’ 2010 Enforcement Report Indicates More Violators Facing Jail Time for Breaching Securities Laws

Calgary – The Canadian Securities Administrators (CSA) today released its 2010 Enforcement Report that outlines how Canadian securities regulators are working to detect and disrupt misconduct in Canada’s capital markets....