Canadian Families Learn How to “Make it Count”

Winnipeg – Talking with youth about budgeting, debit card use and common sense spending has been made easier with the Canada-wide release of Make it Count, an interactive money mentoring...

Canadian Securities Regulators Approve Requirements On Use of Client Brokerage Commissions

Toronto – The Canadian Securities Administrators (CSA) today announced the approval of National Instrument 23-102 Use of Client Brokerage Commissions and related Companion Policy 23-102CP. NI 23-102 clarifies the obligations...

Canadians still not putting investing knowledge into practice, national study reveals

Montreal – Canadians express greater confidence and optimism, and believe that they are knowledgeable and responsible about investing, according to research commissioned by the Canadian Securities Administrators (CSA). Yet, their...

CSA and IIROC Publish Joint Consultation Paper On Dark Pools, Dark Orders and Other Developments in Market Structure in Canada

Toronto – The Canadian Securities Administrators (CSA) and the Investment Industry Regulatory Organization of Canada (IIROC) published today a Joint Consultation Paper on Dark Pools, Dark Orders, and Other Developments...

National Registration Regime Implemented: Canadian Securities Regulators Announce New Registration Rules and Streamlined Process for Dealers and Advisers

Toronto – The Canadian Securities Administrators (CSA) announced that new rules are taking effect today across Canada that apply to firms and individuals who deal in securities, provide investment advice...

Canadian Securities Regulators prepare for upcoming changeover to International Financial Reporting Standards

Toronto – The Canadian Securities Administrators (CSA) today published for comment National Instrument 52-107 Acceptable Accounting Principles and Auditing Standards, its Companion Policy and related amendments that are aimed at...

Canadian Securities Regulators Announce Results of Certification Compliance Review

Montréal – The Canadian Securities Administrators (CSA) today published CSA Staff Notice 52-325 Certification Compliance Review, which summarizes the results of a compliance review with the requirements in National Instrument...

Canadian Securities Regulators Stress the Importance of Suitability Requirements for Dealers and Advisers

Toronto – The Canadian Securities Administrators (CSA) today published CSA Staff Notice 33-315 Suitability Obligation and Know Your Product that reminds dealers and advisers of their duty to satisfy their...

Canadian Securities Regulators Outline Requirements for Exempt Market Dealers

Toronto – The Canadian Securities Administrators (CSA) today outlined the requirements for exempt market dealers (EMDs) under the new National Registration regime. CSA Staff Notice 31-312 summarizes the key proficiency,...

Canadian securities regulators announce results of Continuous Disclosure Reviews for Fiscal 2009

Toronto – The Canadian Securities Administrators (CSA) today published a staff notice that summarizes the results of the continuous disclosure (CD) review program for the fiscal year ended March 31,...