Canadian Securities Regulators Implement a New National Registration Regime(2)

Toronto – The Canadian Securities Administrators (CSA) today published new rules across Canada that apply to firms and individuals who deal in securities, provide investment advice or manage investment funds....

Canadian Securities Regulators Finalize Passport for Registrants and a Streamlined Review Policy for Registration in Multiple Jurisdictions(2)

Vancouver – The Canadian Securities Administrators (CSA) today published the final version of a new streamlined process for dealer and adviser registration in multiple jurisdictions, making the passport system available...

Canadian Securities Regulators Launch Online Fee Guide

Vancouver – The Canadian Securities Administrators (CSA) today announced a new web-based tool that simplifies the identification of SEDAR regulatory filing fees for market participants across Canada. The new SEDAR...

Canadian Securities Regulators Take Steps to Improve Mutual Fund Disclosure for Investors

Toronto – The Canadian Securities Administrators (CSA) today published for comment proposed amendments to National Instrument 81-101 Mutual Fund Prospectus Disclosure, its Forms and Companion Policy, as well as related...

Securities regulators urge Canadians to help prevent financial abuse of seniors

Vancouver – The Canadian Securities Administrators (CSA) is recognizing World Elder Abuse Awareness Day on June 15 by urging Canadians to be aware of, and report, financial abuse involving seniors....

Canadian Regulators Provide Guidance on Transition to New Registration Regime

Toronto – The Canadian Securities Administrators (CSA) today published CSA Staff Notice 31-311 which provides guidance for the transition from the existing registration regime to the new registration regime under...

Canadian Securities Regulators Announce that TSX Inc. will Act as an Information Processor for Exchange-Traded Securities

Toronto – The Canadian Securities Administrators (CSA) today published CSA Staff Notice 21-309 Information Processor for Exchange-Traded Securities other than Options. The notice informs the public that TSX Inc. (TSX)...

CSA increases financial literacy among youth with the “Financial Fitness Challenge”

Montreal – Twelve young Canadians have demonstrated their financial savvy and won scholarships of $750 after participating in the Canadian Securities Administrator (CSA) “Financial Fitness Challenge”. “As securities regulators, we...

Terms of CSA Chair and Vice-Chair Renewed

Montréal – The Canadian Securities Administrators (CSA) have renewed the term of Jean St-Gelais as Chair of the CSA for one year. Mr. St-Gelais, President and CEO of the Autorité...

CSA Offers New Fraud Prevention Resources for Investors

Calgary – The Canadian Securities Administrators (CSA) is kicking off Fraud Prevention Month in March by unveiling a number of investing and fraud prevention resources for Canadians. “The recent economic...