...CSA members are also running initiatives to highlight the importance of researching investments, checking registration through the CSA’s National Registration Search and being familiar with the red flags of fraud before...
...the Canadian capital markets. For inquiries about filings for registrants: Anita Chung, CPA, CA, CFE Registration Accountant, Compliance & Registrant Regulation Ontario Securities Commission 416-593-8131 achung@osc.gov.on.ca Mark French Manager, Registration...
...separate business line or category of registration (the multiple CCO model); and a non-traditional or specialized firm, such as a fintech firm, can have an individual acting as a CCO,...
...– Start-up Crowdfunding Registration and Prospectus Exemptions. Registered dealers are able to operate funding portals that facilitate start-up crowdfunding distributions, subject to their registration obligations, including suitability. A copy of...
Toronto – The Canadian Securities Administrators (CSA) today published final amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103) and National Instrument 33-109 Registration Information. The amendments...
Halifax – The Canadian Securities Administrators (CSA)are encouraging all investors to participate in Check Registration Day on March 16, 2016 by visiting aretheyregistered.ca to see whether the individual or firm offering them...
Toronto – The Canadian Securities Administrators (CSA) today published proposed amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103) and National Instrument 33-109 Registration Information. The...
...usefulness of any information on the site. Use of Cookies on the National Registration Search In order to prevent the National Registration Search landing page survey from appearing each time...
...for platforms operating in Canada. On August 15, 2022, the CSA announced that it expected commitments from unregistered crypto trading platforms operating in Canada while they pursue registration. These commitments...
...individual’s user ID and password? Can an AFR print copies of the Registration Information for an individual? Can I submit a registration application to every jurisdiction at once on NRD?...
