...the National Registration Search to see if your investment individuals or firms are registered in your jurisdiction. Call your local securities commission to verify registration. If you discover that the...
...implementation that provided a transition period only for the registration requirement. The single effective date is intended to simplify the transition for market participants in jurisdictions where syndicated mortgages are...
...Each firm is required to pay a fee to enroll in NRD. Applicants for registration are charged system fees when filing applications for Initial Registration, Reactivation of Registration, or Registration...
...a paper copy of my registration form? For those registration processes that remain paper-based (such as firm registrations or submission of supporting documents), will we need to continue to submit...
...Each firm is required to pay a fee to enrol in NRD. Applicants for registration are charged system fees when filing applications for Initial Registration, Reactivation of Registration, or Registration...
...highlight the importance of researching investments, checking registration through the CSA’s National Registration Search and being familiar with the red flags of fraud before investing their money. British Columbia: The...
...registration through the CSA’s National Registration Search before investing their money. “In investing, knowledge is power – and gaining financial knowledge is one of the best ways to protect yourself against...
...National Registration Search (NRS) is an easy to use, free tool that you can use to check registration, categories of registration and any disciplinary information about registrants all in one...
...Regulator’s websites. Quick Links to NRD based Rules 31-102 – National Registration Database 31-103 – Registration Requirements, Exemptions and Ongoing Registrant Obligations 33-109 – Registration Information Requirements 33-109 – Forms...
...include a consolidated reporting issuers list from all provincial and territorial regulators. Future phases of SEDAR+ will replace the System for Electronic Disclosure by Insiders, and the National Registration Database....
