Falsely declares registration in Canada
...3, 2024) Coinberry Limited Crypto Asset Trading Platform Decision (August 19, 2021) Coinsquare Capital Markets Limited Crypto Asset Trading Platform Pre-Registration Undertaking (August 10, 2022) [Note: Replaced by exemptive relief...
...of Canada (IIROC) and the Mutual Fund Dealers Association of Canada (MFDA). Prior to January 1, 2023, IIROC was the national self-regulatory organization that oversees all investment dealers and trading activity on...
...jurisdiction even if an issuer is not reporting there. For more information please also review National Policy 11-207 Failure-to-File Cease Trade Orders and Revocations in Multiple Jurisdictions on CSA member’s...
To give Canada a securities regulatory system that protects investors from unfair, improper or fraudulent practices and fosters fair, efficient and vibrant capital markets, by developing a national system of harmonized securities...
...the day-to-day operations, maintenance, and enhancement of the CSA’s national systems (SEDAR+, SEDI, and NRD). CSA Standing and Project Committees Each CSA member has its own staff who work on...
...public interest. CAPSA is a national association of pension regulators whose mission is to facilitate an efficient and effective pension regulatory system in Canada. It develops practical solutions to further...
...for 21 years with a national law firm in the business law group where he advised corporate issuers, investors, financial intermediaries and boards of directors across the country on securities...
...discuss governance and operational matters, including the effectiveness of OBSI’s services. IIROC is the national self-regulatory organization which oversees all investment dealers and trading activity on debt and equity marketplaces...
...or before October 11, 2021. CSA Notice and Request for Comment of the Proposed Changes to Companion Policy 41-101CP to National Instrument 41-101 General Prospectus Requirements can be found on CSA members websites....
