Montreal – The Canadian Securities Administrators (CSA) is advising of recent unauthorized access to the CSA’s National Registration Database, the web-based system that registrants use to file registration information with...
...which comes into force with NI 31-103, creates a streamlined process for dealer and adviser registration in multiple jurisdictions, replacing the current National Registration System. The new national registration regime...
...replaces the current National Registration System and creates the passport system for registrants. The new national registration regime is the foundation for this system. The CSA is also making some...
...24-102 Clearing Agency Requirements National Instrument 25-101 Designated Rating Organizations 3. Registration and Related Matters National Instrument 31-102 National Registration Database National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant...
...to register in more than one province or territory by dealing only with the “principal regulator”. National Registration Database The National Registration Database (NRD) is a web-based system that permits...
...manage investment funds. The regulatory framework for registrants is contained in National Instrument (NI) 31-103 Registration Requirements and Exemptions and related instruments (the National Registration Rules). The National Registration Rules...
...several items of which registrants should be aware, including proposed changes to the National Registration Database (NRD), the conversion by firms and individuals to new categories of registration and the...
...along with the System for Electronic Disclosure by Insiders (SEDI), the National Registration Database (NRD), the National Registration System, the National Cease Trade Order Database, the Disciplined List and certain...
...Database NRS: National Registration Search The following filers will begin using SEDAR+ once Phase 1 is live: underwriters who make exempt distributions, investment fund managers who operate fund issuers, corporate...
...The use of the NRD system has been mandated by Multilateral Instrument 31-102 National Registration Database. This rule requires that certain registration information and registration fees be submitted using NRD....
