Montreal – The Canadian Securities Administrators (CSA) is advising of recent unauthorized access to the CSA’s National Registration Database, the web-based system that registrants use to file registration information with...
...as dual registered firms, with the application process. The guide focuses primarily on the filing obligations associated with National Instrument 33-109 Registration Information and its associated forms on the National...
...as dual registered firms, with the application process. The guide focuses primarily on the filing obligations associated with National Instrument 33-109 Registration Information and its associated forms on the National...
...which comes into force with NI 31-103, creates a streamlined process for dealer and adviser registration in multiple jurisdictions, replacing the current National Registration System. The new national registration regime...
...replaces the current National Registration System and creates the passport system for registrants. The new national registration regime is the foundation for this system. The CSA is also making some...
...issuer regulations. Future phases will integrate the System for Electronic Disclosure by Insiders (SEDI), the National Registration Database (NRD) and the National Registration Search (NRS). The staggered migration of these...
...24-102 Clearing Agency Requirements National Instrument 25-101 Designated Rating Organizations 3. Registration and Related Matters National Instrument 31-102 National Registration Database National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant...
...to register in more than one province or territory by dealing only with the “principal regulator”. National Registration Database The National Registration Database (NRD) is a web-based system that permits...
...who seek relief from issuer regulations. Future phases will integrate the System for Electronic Disclosure by Insiders (SEDI) and the National Registration Database (NRD), the National Registration Search (NRS). The...
...System for Electronic Disclosure by Insiders (SEDI) and the National Registration Database (NRD), the National Registration Search (NRS). The staggered migration of these legacy systems to SEDAR+ has been thoughtfully...
