...for platforms operating in Canada. On August 15, 2022, the CSA announced that it expected commitments from unregistered crypto trading platforms operating in Canada while they pursue registration. These commitments...
...in Canada. The CSA also adopted consequential amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103) and consequential changes to National Policy 11-206 Process for Cease...
No more searching multiple systems, websites and databases. When SEDAR+ is live, finding the issuer information you need is simple. Just start with the SEDAR+ homepage (www.sedarplus.ca – coming soon)...
...across the country are highlighting the importance of Canadians’ understanding of investments, checking registration through the CSA’s National Registration Search and being aware of the warning signs of fraud before they...
...of certain foreign jurisdictions. The CSA is also in the process of developing a registration regime for derivatives dealers and advisers. The CSA anticipates publishing proposed NI 93-102 Derivatives: Registration shortly....
...Orders – Search or subscribe to the National CTO Database to receive automatic email alerts when new content is added. Disciplined List – Search the list for past and current...
...same relief as the Ontario Securities Commission (OSC) proposed amendments published for comment in April 2013 (National Instrument 45-106 Prospectus and Registration Exemptions and OSC Rule 45-501 Ontario Prospectus and...
...National Registration Search. Investors can also visit the CSA’s website, www.securities-administrators.ca to search the Disciplined Persons List, read recent investor alerts, or take the Fraud Awareness Quiz. The CSA, the...
...other regulatory and market developments on the analysis. The CRM2 amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations that came into effect in 2016, were designed to...
...amendments to National Instrument 45-106 Prospectus Exemptions and National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, as well as changes to Companion Policy 45-106CP Prospectus Exemptions. “The proposed...
