...the fraud to the authorities (as compared with 26 per cent nationally), up from only 12 per cent in 2006. British Columbia 48 per cent of people in B.C. say...
When SEDAR+ goes live on July 25, it will replace SEDAR, the Cease Trade Order (CTO) database, the Disciplined List (DL), reporting issuer lists from all jurisdictions and local Report...
...National Registration Search (NRS) is an easy to use, free tool that you can use to check registration, categories of registration and any disciplinary information about registrants all in one...
Toronto – The Canadian Securities Administrators (CSA) today published proposed amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103) and National Instrument 33-109 Registration Information. The...
...the investment professionals, firms and online trading platforms they plan to use are registered in Canada by using the CSA’s National Registration Search. Registration requires individuals, firms and platforms to...
Toronto – The Canadian Securities Administrators (CSA) today published final amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103) and National Instrument 33-109 Registration Information. The amendments...
...the time and cost of regulatory compliance. So far, we have consolidated: SEDAR Cease Trade Order (CTO) database Disciplined List (DL) database Certain filings made in paper or in the...
...cost of regulatory compliance. The following systems and databases have been consolidated into SEDAR+: SEDAR Cease Trade Order (CTO) database Disciplined List (DL) database Certain filings made in paper or...
...cost of regulatory compliance. The following systems and databases have been consolidated into SEDAR+: SEDAR Cease Trade Order (CTO) database Disciplined List (DL) database Certain filings made in paper or...
...financial and operational requirements and transition process for the new EMD registration category under National Instrument 31-103 Registration Requirements and Exemptions (NI 31-103) which was published on July 17, 2009....
