Vancouver – The Canadian Securities Administrators (CSA) today published for comment Consultation Paper 91-407 – Derivatives: Registration, which sets out the CSA’s recommendations on registration and regulation of market participants...
...DL (Disciplined List) SEDI (System for Electronic Disclosure) NRD (National Registration Database) and/or NRS (National Registration Search) I don’t regularly use these systems but want to stay informed about the...
...DL (Disciplined List) SEDI (System for Electronic Disclosure) NRD (National Registration Database) and/or NRS (National Registration Search) I don’t regularly use these systems but want to stay informed about the...
...can find: the National Registration Search – an online tool that makes checking your financial adviser’s registration quick and easy; Understanding Registration – a resource that helps investors understand the...
...registration form. Step #6: Activating the account To complete the registration process and have the account activated, insiders must fax or mail a signed copy of their completed registration form...
...Registration Database (NRD). The date for the cutover from the previous service provider to CGI for all SEDAR, SEDI and NRD related services is scheduled for January 13, 2014. Systems...
...New ↗ National Registration Database – Updated external guide for dual registered firms New SRO changes its name Canadian Investment Regulatory Organization New Self-Regulatory Organization of Canada and Canadian Investor...
...What’s New ↗ National Registration Database – Updated external guide for dual registered firms New SRO changes its name Canadian Investment Regulatory Organization New Self-Regulatory Organization of Canada and Canadian...
...New ↗ New SRO changes its name Canadian Investment Regulatory Organization New Self-Regulatory Organization of Canada and Canadian Investor Protection Fund officially launch National Registration Database – dual registered firms...
...CTO (Cease-Trade Order Database) and/or DL (Disciplined List) SEDI (System for Electronic Disclosure) NRD (National Registration Database) and/or NRS (National Registration Search) I don’t regularly use these systems but want...
