What is NRD? The National Registration Database is a web-based system that will permit dealers and advisers to file registration forms electronically. It has been designed, in consultation with industry...
...the CSA recommends that investors follow these four easy steps: Check registration of the person or company selling or advising about securities. The CSA National Registration Search is a simple and free...
What is NRD? The National Registration Database is a web-based system that will permit dealers and advisers to file registration forms electronically. It has been designed, in consultation with industry...
...national Cease Trade Order (CTO) database, the Disciplined List (DL) database and certain filings currently made in paper or in the British Columbia Securities Commission’s eServices system and the Ontario...
...On July 25, 2023, SEDAR+ consolidated and replaced SEDAR, the national Cease Trade Order (CTO) database, the Disciplined List (DL) database and certain filings currently made in paper or in...
...Individuals with ‘Registration in an Additional Jurisdiction (NI 33-109F4)’ or ‘Reinstatement of Registration (NI 33-109F7)’ submissions pending on December 31, 2022 are subject to annual regulatory and system fees. Individuals...
...or ‘Reinstatement of Registration (NI 33-109F7)’ submissions pending on December 31, 2023 are subject to annual regulatory and system fees Individuals who file Reinstatement of Registration (NI 33-109F7) or Registration...
...expected to provide an enhanced pre-registration undertaking to their principal regulator within 30 days of publication of this notice. These pre-registration undertakings will include, among other things, enhanced expectations regarding...
...Ontario on July 30, 2020, provides registration and prospectus exemptions for start-up crowdfunding that are substantially similar to the local exemptions in British Columbia, Alberta, Saskatchewan, Manitoba, Quebec, New Brunswick...
Vancouver – The Canadian Securities Administrators (CSA) today published for comment Consultation Paper 91-407 – Derivatives: Registration, which sets out the CSA’s recommendations on registration and regulation of market participants...
