Canadian Securities Regulators Prepare for Changes to Investment Fund Disclosure Resulting from International Financial Reporting Standards

Toronto – The Canadian Securities Administrators (CSA) today published for comment proposed changes to National Instrument 81-106 Investment Fund Continuous Disclosure, its Companion Policy and related amendments that are aimed...

Canadian Securities Regulators Take Steps to Improve Scholarship Plan Disclosure for Investors

Toronto – The Canadian Securities Administrators (CSA) today published for comment amendments to National Instrument 41-101 General Prospectus Requirements and Form 41-101F2 Information Required in an Investment Fund Prospectus that...

Canadian Securities Regulators Make Proposals to Improve Issuer Communications with Investors

Toronto – The Canadian Securities Administrators (CSA) today published for comment proposed amendments to National Instrument 54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer, the related companion...

Canadian Regulators Analyze Issues Arising from Recent Market Volatility

...of the securities regulators of Canada’s provinces and territories, co-ordinates and harmonizes regulation for the Canadian capital markets. IIROC is the national self-regulatory organization which oversees all investment dealers and...

Canadian Securities Regulators Seek Feedback on Tailoring Venture Issuer Regulation

...3,848 issuers listed on the Toronto Stock Exchange (TSX) and TSXV combined. There are additional venture issuers listed on the Canadian National Stock Exchange as well as venture issuers that...

Canadian Securities Regulators Adopt Amendments to Prospectus Rules

The Canadian Securities Administrators (CSA) announced today amendments to National Instrument (NI) 41-101 General Prospectus Requirements, NI 44-101 Short Form Prospectus Distributions, NI 44-102 Shelf Distributions, NI 81-101 Mutual Fund...

Canadian Securities Regulators to Proceed with Staged Implementation of Point of Sale Disclosure Regime for Mutual Funds

...to proceed with a staged implementation of point of sale delivery for mutual fund disclosure. This notice follows on proposed amendments to National Instrument 81-101 Mutual Fund Prospectus Disclosure, its...

Canadian Securities Regulators Announce Results of Continuous Disclosure Reviews for Fiscal 2010

...reviews. A main reason for this increase was the completion of International Financial Reporting Standards (IFRS) transition disclosure reviews. CSA members use a risk-based approach to select reporting issuers for...

Canadian Securities Regulators Propose Regulatory Regime for Credit Rating Organizations

Toronto – The Canadian Securities Administrators (CSA) has published for comment proposed National Instrument 25-101 Designated Rating Organizations and related consequential amendments, which are aimed at introducing securities regulatory oversight...

Canadian Securities Regulators Implement Improved Disclosure for Mutual Fund Investors

Toronto – The Canadian Securities Administrators (CSA) today published amendments to National Instrument 81-101 Mutual Fund Prospectus Disclosure, its Forms and Companion Policy, as well as related rule amendments, that...