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Home / Welcome to the NRD Information Website / User Guide

Welcome to the NRD Information Website

  • About NRD
    • What is NRD?
    • Why was the NRD project undertaken?
    • NRD: A Study of Economic Benefits to the Financial Services Industry
  • NRD Enrolment
  • Using NRD
    • Logging in for the first time
    • Obtaining Refunds
    • Annual Detailed Fee Report
    • Annual Fee Exclusion/Reversal
    • Selecting the Correct Registration Catagories
    • Contacting the CSA Service Desk: Making a More Effective Request for Technical Assistance
    • Obtaining Student Numbers for Proficiency Information
    • Hours of Operation
    • Preliminary and Final Annual Fee Summaries
  • NRD System Fees
    • Paying Fees Using Electronic Funds Transfer (EFT)
  • Regulatory Fees
  • User Guide
  • Regulation
  • Frequently Asked Questions
    • General Questions
    • Regulatory Requirements
    • Fee Payment
    • Access to NRD
    • System Functionality
  • Legal Disclaimer
  • NRD INFO Privacy Statement
  • Contact Information
  • Related Links

User Guide

The NRD User Guide is a collection of PDF documents that will require Adobe Acrobat Reader to view.

Below you will find reference guides on a selection of NRD Submissions:

ENHANCED PASSWORD POLICY:

Frequently Asked Questions – AFR Users

AFR ACCOUNT MANAGEMENT:

AFR Account Management Best Practices

INITIAL SUBMISSIONS:

How to Make an Initial Application
How to Reinstate Registration
How to Register with an Additional Sponsoring Firm
How to Register in an Additional Jurisdiction
How to Reactivate Registration

AMENDMENTS:

How to Change or Surrender Individual Categories

How to Apply for an Exemption

NOTICES:

How to Complete a Notice of Termination

How to Update/Correct Termination Information

FIRM SUBMISSIONS:

How to Change a Location Supervisor

How to Open a Location

How to Change Location Address Information

How to Change Location Status

How to Close a Location

FEES:

How to Resubmit a Fee

How to Complete a Notice of Annual Fee/Exclusion Reversal

REPORTS:

How to Generate a Reconciliation Report by Submission

How to Generate a Reconciliation Report by EFT

How to Generate an Annual Fee Detailed Report

How to Generate a Termination Follow-up Report

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    • Overview
    • Avoiding Fraud
    • Brochures
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    • Investing Basics
    • Understanding your Investments
    • Working with Advisers
  • Enforcement
    • Overview
    • Activity Reports
    • Case Studies
    • Cease Trade Orders
    • Disciplined List
    • Early Intervention
    • Four stages of Enforcement
  • Registration
    • Overview
    • Are They Registered?
    • Registration Information
  • Resources
    • Overview
    • Access Rules & Policies
    • Additional Information
    • Client Focused Reforms
    • CSA Regulatory Sandbox
    • Insider Reporting (SEDI)
    • XBRL Filing
  • About
    • About Us
    • Covid-19 Updates
    • CSA Business Plans
    • Letters, Statements and Other Reports
    • Regulatory Cooperation
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